DFX Intelligence

J••••• F•••••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

J••••• F•••••••• A••••

Advisor at S•••••••• W•••••• L••

BEVERLY HILLS, CA | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:73121df3-839f-85d5-6083-b378f293e484

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 27, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W•••••• L••	Independent wealth	May 20, 2015	n/a	yes	BEVERLY HILLS, CA\|SCOTTSDALE, AZ	Current employment
S••••••• W••••• M••••••••• L••	Independent wealth	Nov 20, 2014	May 19, 2015	no	BEVERLY HILLS, CA\|PURCHASE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• W••••• M••••••••• L••	S•••••••• W•••••• L••	May 19, 2015	May 20, 2015	1	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••••••• W••••• M••••••••• L••	Nov 11, 2014	Nov 20, 2014

Relationships

Registered with (4)

→ S•••••••• W•••••• L••Registered adviserregistration: current employment
May 20, 2015 to presentfactForm ADV
→ S••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 20, 2014 to May 19, 2015factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 18, 2012 to Nov 11, 2014factForm ADV
→ G••••• K••••••• W••••• • I••••••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73121df3-839f-85d5-6083-b378f293e484
First observed: Jul 20, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.