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Advisor at MORGAN STANLEY
Alpharetta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 5, 2023 | n/a | yes | Alpharetta, GA | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Feb 15, 2022 | Sep 5, 2023 | no | Alpharetta, GA|Alpharetta, GA|ARLINGTON, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 1, 2021 | Feb 9, 2022 | no | MARIETTA, GA|ATLANTA, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 7, 2018 | Jul 19, 2021 | no | CHANDLER, AZ|ROSWELL, GA|ALPHARETTA, GA|ATLANTA, GA|ALPHARETTA, GA|ATLANTA, GA|ALPHARETTA, GA|ALPHARETTA, GA|ALPHARETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Sep 5, 2023 | 0 | Bulk transfer | RIA to wirehouse |
| WELLS FARGO ADVISORS | E*TRADE CAPITAL MANAGEMENT, LLC | Feb 9, 2022 | Feb 15, 2022 | 6 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jul 19, 2021 | Nov 1, 2021 | 105 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:42159:GA:2022-01-26 | Feb 9, 2022 | Feb 15, 2022 | ATLANTA, GA | Firm change |