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Feed of 09/14/2026
Also filed as W••••• Butler B•••
At current firm
3 y
since Sep 5, 2023
In the industry
13 y
since Dec 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 5, 2023 · Alpharetta, Ga
- E•••••• C•••••• M••••••••• L•• formerFeb 15, 2022 to Sep 5, 2023 · Alpharetta, Ga
- W•••• F•••• A••••••• wirehouseNov 1, 2021 to Feb 9, 2022 · Marietta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 7, 2018 to Jul 19, 2021 · Chandler, Az
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to E•••••• C•••••• M••••••••• L••left Feb 9, 2022, registered Feb 15, 2022 (6 days) · Wirehouse to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jul 19, 2021, registered Nov 1, 2021 (105 days) · Wirehouse to wirehouse
Signals
- W••••• B• B••• left W•••• F•••• A••••••• for E•••••• C•••••• M••••••••• L•• (registered 2022-02-15)Feb 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address