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Advisor at STRATEGIC ADVISERS LLC
TORRANCE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | TORRANCE, CA|TORRANCE, CA | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 13, 2018 | Mar 31, 2025 | no | BOSTON, MA|TORRANCE, CA|TORRANCE, CA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Dec 18, 2014 | Jul 13, 2018 | no | SANTA BARBARA, CA|IRVINE, CA | Previous registration |
| BEACON POINTE WEALTH ADVISORS, LLC | Former SEC adviser | Nov 21, 2013 | Nov 24, 2014 | no | SANTA BARBARA, CA|NEWPORT BEACH, CA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jan 23, 2012 | Oct 21, 2013 | no | SANTA BARBARA, CA | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Nov 24, 2009 | Jan 9, 2012 | no | LOS ANGELES, CA|LOS ANGELES, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| STRATEGIC ADVISERS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| BEACON POINTE WEALTH ADVISORS, LLC | STRATEGIC ADVISERS LLC | Nov 24, 2014 | Dec 18, 2014 | 24 | Firm change | Other |
| STRATEGIC ADVISERS LLC | BEACON POINTE WEALTH ADVISORS, LLC | Oct 21, 2013 | Nov 21, 2013 | 31 | Firm change | Other |
| HSBC SECURITIES (USA) INC. | STRATEGIC ADVISERS LLC | Jan 9, 2012 | Jan 23, 2012 | 14 | Firm change | Other |