DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Njambi P Hooks
Certified Financial Planner
Feed of 09/14/2026
Also filed as Njambi Fatima Purdy
At current firm
1 y
since Mar 31, 2025
In the industry
16 y
since Nov 18, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Torrance, Ca
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- Strategic Advisers LLC national BDDec 18, 2014 to Jul 13, 2018 · Santa Barbara, Ca
- Beacon Pointe Wealth Advisors, LLC formerNov 21, 2013 to Nov 24, 2014 · Santa Barbara, Ca
- Strategic Advisers LLC national BDJan 23, 2012 to Oct 21, 2013 · Santa Barbara, Ca
- Hsbc Securities (USA) Inc. BD affiliatedNov 24, 2009 to Jan 9, 2012 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- Beacon Pointe Wealth Advisors, LLC to Strategic Advisers LLCleft Nov 24, 2014, registered Dec 18, 2014 (24 days) · Other
- Strategic Advisers LLC to Beacon Pointe Wealth Advisors, LLCleft Oct 21, 2013, registered Nov 21, 2013 (31 days) · Other
- Hsbc Securities (USA) Inc. to Strategic Advisers LLCleft Jan 9, 2012, registered Jan 23, 2012 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address