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S•••••• S•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

S•••••• S•••••• S••••

Advisor at A•••••••• C•••••• M•••••••••

CORNELIUS, NC | Greenville, SC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 23, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• M•••••••••	Independent wealth	Dec 9, 2024	n/a	yes	Greenville, SC\|CORNELIUS, NC	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Nov 15, 2021	Dec 10, 2024	no	Greenville, SC\|Greenville, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	A•••••••• C•••••• M•••••••••	Dec 10, 2024	Dec 9, 2024	-1	Firm change	RIA to RIA
S•••••••• C••••••	A• W••••• M••••••••• L••	Oct 8, 2021	Nov 15, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
282580:157423:SC:2024-12-10	Dec 10, 2024	Dec 9, 2024	GREENVILLE, SC	Firm change

Relationships

Registered with (4)

→ A•••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Dec 9, 2024 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 15, 2021 to Dec 10, 2024factForm ADV
→ S•••••••• C••••••Registered adviserregistration: previous registration
Nov 14, 2019 to Oct 8, 2021factForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••

Dated events

Order

Occurred
10 Dec 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 12, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.