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Y•••••• R••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Y•••••• R••• R••••••••

Advisor at P••••• W••••• P•••••••• L••

ALAMO, CA | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:737c0b5c-15a4-5982-ffc9-4676c76782ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 11, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• W••••• P•••••••• L••	Independent wealth	May 25, 2023	n/a	yes	ATLANTA, GA\|ALAMO, CA	Current employment
I••••••• W••••• L••	Former SEC adviser	Feb 24, 2022	Jun 6, 2023	no	CLAYTON, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• W••••• L••	P••••• W••••• P•••••••• L••	Jun 6, 2023	May 25, 2023	-12	Firm change	RIA to new firm
R•••••• J•••• • A••••••••• I•••	I••••••• W••••• L••	Mar 17, 2022	Feb 24, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
311102:326348:CA:2023-06-06	Jun 6, 2023	May 25, 2023	CLAYTON, CA	Firm change

Relationships

Registered with (5)

→ P••••• W••••• P•••••••• L••Registered adviserregistration: current employment
May 25, 2023 to presentfactForm ADV
→ I••••••• W••••• L••Registered adviserregistration: previous registration
Feb 24, 2022 to Jun 6, 2023factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2018 to Mar 17, 2022factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Jun 6, 2023
Advisor changed firm
Y•••••• R••• R•••••••• left I••••••• W••••• L•• for P••••• W••••• P•••••••• L•• (registered 2023-05-25)
Form ADVobserved 7 days ago
Occurred
Mar 17, 2022
Advisor changed firm
Y•••••• R••• R•••••••• left R•••••• J•••• • A••••••••• I••• for I••••••• W••••• L•• (registered 2022-02-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:737c0b5c-15a4-5982-ffc9-4676c76782ba
First observed: Oct 14, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.