DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Y•••••• R••• R••••••••

P••••• W••••• P•••••••• L••independent RIAAlamo, Ca dual registrantIAPD 5310038

Feed of 09/14/2026

Also filed as Y•••••• R Elizondo

At current firm

3 y

since May 25, 2023

In the industry

15 y

since Oct 11, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••• W••••• P•••••••• L•• independent RIA current
since May 25, 2023 · Atlanta, Ga
I••••••• W••••• L•• former
Feb 24, 2022 to Jun 6, 2023 · Clayton, Ca
R•••••• J•••• • A••••••••• I••• national BD
Mar 30, 2018 to Mar 17, 2022 · Atlanta, Ga
S•••••••• A••••••• L•• national BD
Mar 18, 2013 to May 4, 2017 · Jacksonville, Fl
C••• B•••••••• S•••••••• I••• former
Oct 14, 2010 to Mar 18, 2011 · Doral, Fl

Moves

a registration end followed by a registration begin elsewhere

I••••••• W••••• L•• to P••••• W••••• P•••••••• L••
left Jun 6, 2023, registered May 25, 2023 (-12 days) · RIA to a newly registered adviser · moved with a team
R•••••• J•••• • A••••••••• I••• to I••••••• W••••• L••
left Mar 17, 2022, registered Feb 24, 2022 (-21 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to R•••••• J•••• • A••••••••• I•••
left May 4, 2017, registered Mar 30, 2018 (330 days) · Affiliated broker-dealer or bank to another
C••• B•••••••• S•••••••• I••• to S•••••••• A••••••• L••
left Mar 18, 2011, registered Mar 18, 2013 (731 days) · Other

Signals

Y•••••• R••• R•••••••• left I••••••• W••••• L•• for P••••• W••••• P•••••••• L•• (registered 2023-05-25)
Jun 6, 2023 · Advisor changed firm · fact
Y•••••• R••• R•••••••• left R•••••• J•••• • A••••••••• I••• for I••••••• W••••• L•• (registered 2022-02-24)
Mar 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address