A•••• W••••••

Advisor at S••••

Del Mar, CA | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 4, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Jan 24, 2024	n/a	yes	Del Mar, CA\|NEW YORK, NY	Current employment
F•••••••• S•••• A•••••••• I•••	Independent wealth	May 14, 2019	Jan 19, 2024	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• S•••• A•••••••• I•••	S••••	Jan 19, 2024	Jan 24, 2024	5	Firm change	RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	F•••••••• S•••• A•••••••• I•••	Jun 17, 2013	May 14, 2019

Relationships

Registered with (6)

→ S••••Registered adviserregistration: current employment
Jan 24, 2024 to presentfactForm ADV
→ F•••••••• S•••• A•••••••• I•••Registered adviserregistration: previous registration
May 14, 2019 to Jan 19, 2024factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 2, 2011 to Jun 17, 2013factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

Order

Occurred
19 Jan 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 6, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.