DFX Intelligence
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SEC-registered adviser
B••••• F•••••••• S•••••••
Latest filing Feb 13, 2026
First filing on the tape Dec 20, 2016 · 20 filings
SEC status approved since Jan 3, 2017
RAUM
$177M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
98%
$173M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$177M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$177M as of Feb 13, 2026
Mar 27, 2018$123M then
HNW client RAUM$142M as of Feb 13, 2026
Mar 27, 2018$69.0M then
State-registered IARs (5.B.3)1 as of Feb 13, 2026
Mar 27, 20182 then
Employees (5.A)4 as of Feb 13, 2026
Mar 27, 20184 then
Private funds: no history
RAUM +14% over the last fiscal year+8.7% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $177MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 115derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $527,328derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$142M81%
- Individuals$30.6M17%
- Charitable organizations$3.2M1.8%
- Pension and profit-sharing plans$495,0980.3%
- Individual clients
- 57reported
- HNW clients
- 58reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 335reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K• K• K•••••• L••••Certified Financial Planner | Fremont, Ca | Jan 19, 2017 | 22 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- P•••••• K••• S•••••• to M••••• G••••• A••••••• I•••May 13, 2021 · RIA to RIA
Joined, latest
- P•••••• K••• S•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Mar 27, 2018 · Affiliated broker-dealer or bank to independent RIA
- K• K• K•••••• L•••• from M••••• F••••••••Jan 19, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••• K• K•• K•••••• · Ccocontrolsince 10/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Menlo Park, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Feb 13, 2026discretionary share of RAUM of 0% against a peer median of 100% (5679 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,679) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 310 to 335Apr 4, 2025 to Feb 13, 2026
- HNW clients · 51 to 58Apr 4, 2025 to Feb 13, 2026
- Individual clients · 64 to 57Apr 4, 2025 to Feb 13, 2026
- Employees · 5 to 4Apr 4, 2025 to Feb 13, 2026
- HNW RAUM · $118M to $142MApr 4, 2025 to Feb 13, 2026
- Individual RAUM · $33.9M to $30.6MApr 4, 2025 to Feb 13, 2026
- Non-discretionary RAUM · $155M to $177MApr 4, 2025 to Feb 13, 2026
- Pension RAUM · unset to 495098.0Apr 4, 2025 to Feb 13, 2026
- RAUM · $155M to $177MApr 4, 2025 to Feb 13, 2026
- Financial planning clients · 101-250 to 101-250Feb 25, 2025 to Apr 4, 2025
- Accounts · 316 to 310Mar 27, 2024 to Feb 25, 2025
- HNW clients · 46 to 51Mar 27, 2024 to Feb 25, 2025
- Individual clients · 73 to 64Mar 27, 2024 to Feb 25, 2025
- Employees · 3 to 5Mar 27, 2024 to Feb 25, 2025
- HNW RAUM · $111M to $118MMar 27, 2024 to Feb 25, 2025
- Individual RAUM · $39.4M to $33.9MMar 27, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $152M to $155MMar 27, 2024 to Feb 25, 2025
- RAUM · $152M to $155MMar 27, 2024 to Feb 25, 2025
- Accounts · 123 to 316Jan 16, 2024 to Mar 27, 2024
- Business name · M••••• F•••••••• G•••• to B••••• F•••••••• S•••••••Jan 16, 2024 to Mar 27, 2024
- HNW clients · 60 to 46Jan 16, 2024 to Mar 27, 2024
- Individual clients · 62 to 73Jan 16, 2024 to Mar 27, 2024
- Legal name · M••••• F•••••••• G•••• INC. to B••••• F•••••••• S•••••••Jan 16, 2024 to Mar 27, 2024
- HNW RAUM · $110M to $111MJan 16, 2024 to Mar 27, 2024
- Individual RAUM · $25.5M to $39.4MJan 16, 2024 to Mar 27, 2024
- Non-discretionary RAUM · $138M to $152MJan 16, 2024 to Mar 27, 2024
- RAUM · $138M to $152MJan 16, 2024 to Mar 27, 2024
- Accounts · 342 to 123Mar 24, 2022 to Mar 19, 2023
- HNW clients · 51 to 60Mar 24, 2022 to Mar 19, 2023
- Individual clients · 73 to 62Mar 24, 2022 to Mar 19, 2023
- HNW RAUM · $113M to $110MMar 24, 2022 to Mar 19, 2023
- Individual RAUM · $37.9M to $25.5MMar 24, 2022 to Mar 19, 2023
- Non-discretionary RAUM · $153M to $138MMar 24, 2022 to Mar 19, 2023
- RAUM · $153M to $138MMar 24, 2022 to Mar 19, 2023
- Accounts · 332 to 342Mar 24, 2021 to Mar 24, 2022
- HNW clients · 45 to 51Mar 24, 2021 to Mar 24, 2022
- Individual clients · 83 to 73Mar 24, 2021 to Mar 24, 2022
- Employees · 4 to 3Mar 24, 2021 to Mar 24, 2022
- HNW RAUM · $102M to $113MMar 24, 2021 to Mar 24, 2022
- Individual RAUM · $41.5M to $37.9MMar 24, 2021 to Mar 24, 2022
Signals
2 dated events
- M••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Dec 20, 2016 · First SEC registration · fact
- M••••• F•••••••• G•••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Dec 20, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 510-792-9395reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/beyond-financial-servicesreportedpublic record, Form ADV, Feb 13, 2026
- Website
- w••.b•••••••••.comreportedpublic record, Form ADV, Feb 13, 2026
- Principal office phone
- 5107929395reportedpublic record, Form ADV, Feb 13, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $177Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026