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RIA / WealthAdvisor19 years in industry

ROBERT J DAINARD

Advisor at HARA CAPITAL LLC

BELLEVUE, WA

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Search this name across graphsid dfx:ria:73e9c0f8-615d-26b5-088d-05d4022d91dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARA CAPITAL LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 13, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 13, 2007
First registration: Mar 12, 2007
Dual registered: no
Other names: ROBERT DAINARD|ROBERT JAMES DAINARD
IAPD individual key: 5134319

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARA CAPITAL LLC	Independent wealth	Apr 27, 2022	n/a	yes	BELLEVUE, WA	Current employment
EVERGREEN CAPITAL MANAGEMENT LLC	Independent wealth	Aug 21, 2012	Apr 19, 2022	no	BELLEVUE, WA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 26, 2009	Jul 10, 2012	no	BELLEVUE, WA\|BELLEVUE, WA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 26, 2009	Jul 10, 2012	no	Bellevue, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 12, 2007	Jan 8, 2009	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EVERGREEN CAPITAL MANAGEMENT LLC	HARA CAPITAL LLC	Apr 19, 2022	Apr 27, 2022	8	Firm change	RIA to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 10, 2012	Jan 26, 2009	-1,261	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 10, 2012	Jan 26, 2009	-1,261	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	Jan 8, 2009	Jan 26, 2009	18	Firm change	Wirehouse to new firm

Relationships

Registered with (5)

→ HARA CAPITAL LLCRegistered adviserregistration: current employment
Apr 27, 2022 to presentfactForm ADV
→ EVERGREEN CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 21, 2012 to Apr 19, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 26, 2009 to Jul 10, 2012factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 26, 2009 to Jul 10, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 12, 2007 to Jan 8, 2009factForm ADV

Dated events

Occurred
Apr 19, 2022
Advisor changed firm
Robert J Dainard left Evergreen Capital Management Llc for Hara Capital Llc (registered 2022-04-27)
Form ADVobserved 5 days ago