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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

NANCY ACEVEDO CASTILLO

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:73faf289-e06c-7241-8202-993b5fd4a248

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 30, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 25, 2004
First registration: Apr 30, 1998
Dual registered: yes, broker-dealer
Other names: NANCY ACEVEDO|NANCY ACEVEDO CASTILLO|NANCY ACEVEDO CASTILLO|Nancy A Castillo
IAPD individual key: 2950971

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 28, 2022	n/a	yes	CORAL GABLES, FL	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 3, 2020	Feb 25, 2022	no	MIAMI, FL\|WASHINGTON, DC	Previous registration
MORGAN STANLEY	Wirehouse	Apr 29, 2016	Oct 20, 2020	no	Miami, FL	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Jun 17, 2013	May 11, 2016	no	MIAMI, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 30, 1998	Jul 1, 2003	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 25, 2022	Feb 28, 2022	3	Firm change	Ibd to wirehouse
MORGAN STANLEY	CITIGROUP GLOBAL MARKETS INC.	Oct 20, 2020	Nov 3, 2020	14	Firm change	Wirehouse to ibd
CREDIT SUISSE SECURITIES (USA) LLC	MORGAN STANLEY	May 11, 2016	Apr 29, 2016	-12	Bulk transfer	Other
MORGAN STANLEY DW INC.	CREDIT SUISSE SECURITIES (USA) LLC	Jul 1, 2003	Jun 17, 2013	3,639	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7059:7691:DC:2022-02-25	Feb 25, 2022	Feb 28, 2022	WASHINGTON, DC	Firm change

Relationships

Registered with (5)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Feb 28, 2022 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 3, 2020 to Feb 25, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 29, 2016 to Oct 20, 2020factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Jun 17, 2013 to May 11, 2016factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 30, 1998 to Jul 1, 2003factForm ADV

Dated events

Occurred
Feb 25, 2022
Advisor changed firm
Nancy Acevedo Castillo left Citigroup Global Markets Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-02-28)
Form ADVobserved 4 days ago