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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

BRIAN DAVID DUDLEY

Advisor at SECURE ASSET MANAGEMENT, L.L.C.

Elkhorn, NE

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Search this name across graphsid dfx:ria:7409e810-7749-00a0-eb30-c79c347a7587

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SECURE ASSET MANAGEMENT, L.L.C.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 24, 2004
First registration: Oct 4, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4014477

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SECURE ASSET MANAGEMENT, L.L.C.	Independent wealth	Feb 3, 2021	n/a	yes	Elkhorn, NE	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 19, 2006	Dec 10, 2018	no	OMAHA, NE\|OMAHA, NE\|OMAHA, NE	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 19, 2006	Jan 6, 2021	no	San Diego, CA\|SAN DIEGO, CA\|W. CONSHOCHOCKEN, PA\|JERSEY CITY, NJ\|OMAHA, NE\|JERSEY CITY, NJ\|Omaha, NE\|W. CONSHOCHOCKEN, PA\|OMAHA, NE	Previous registration
AMERITRADE ADVISORY SERVICES LLC	n/a	Oct 4, 2004	Dec 14, 2005	no	BELLEVUE, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	SECURE ASSET MANAGEMENT, L.L.C.	Jan 6, 2021	Feb 3, 2021	28	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 10, 2018	May 19, 2006	-4,588	Bulk transfer	Other
AMERITRADE ADVISORY SERVICES LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 14, 2005	May 19, 2006	156	Firm change	Other

Relationships

Registered with (4)

→ SECURE ASSET MANAGEMENT, L.L.C.Registered adviserregistration: current employment
Feb 3, 2021 to presentfactForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 19, 2006 to Jan 6, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 19, 2006 to Dec 10, 2018factForm ADV
→ AMERITRADE ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Oct 4, 2004 to Dec 14, 2005factForm ADV

Dated events

No dated event names this entity yet.