RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D•••• D•••••
- S••••• A•••• M••••••••• L••••• independent RIA currentsince Feb 3, 2021 · Elkhorn, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 19, 2006 to Dec 10, 2018 · Omaha, Ne
- T• A••••••••• I••• formerMay 19, 2006 to Jan 6, 2021 · San Diego, Ca
- A••••••••• A••••••• S••••••• L•• unclassifiedOct 4, 2004 to Dec 14, 2005 · Bellevue, Ne
- T• A••••••••• I••• to S••••• A•••• M••••••••• L•••••left Jan 6, 2021, registered Feb 3, 2021 (28 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 10, 2018, registered May 19, 2006 (-4588 days) · corporate re-registration, not a move
- A••••••••• A••••••• S••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Dec 14, 2005, registered May 19, 2006 (156 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address