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M•••••• U••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M•••••• U••••••

Advisor at E•••• V•••• M•••••••••

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:740c5cc7-49d8-5faa-9aa5-30955928d70f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• V•••• M•••••••••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• V•••• M•••••••••	Asset manager	Aug 9, 2023	n/a	yes	BOSTON, MA	Current employment
M••••• S•••••• I••••••••• M••••••••• I•••	Asset manager	Dec 3, 2020	May 31, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• I••••••••• M••••••••• I•••	E•••• V•••• M•••••••••	May 31, 2023	Aug 9, 2023	70	Channel change	Other
M••••• S••••••	M••••• S•••••• I••••••••• M••••••••• I•••	Dec 1, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110353:104859:NY:2023-05-31	May 31, 2023	Aug 9, 2023	NEW YORK, NY	Firm change
149777:110353:NY:2020-12-01	Dec 1, 2020	Dec 3, 2020	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ E•••• V•••• M•••••••••Registered adviserregistration: current employment
Aug 9, 2023 to presentfactForm ADV
→ M••••• S•••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 3, 2020 to May 31, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 29, 2018 to Dec 1, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:740c5cc7-49d8-5faa-9aa5-30955928d70f
First observed: Jan 29, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.