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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

RICHARD Scott CARVER

Advisor at IFG ADVISORY, LLC

Andrews, NC | ATLANTA, GA

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Search this name across graphsid dfx:ria:740e01a6-5874-2ee4-bd14-2c8a2c6c6a84

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 2, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IFG ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Apr 19, 2004
First registration: Jun 2, 2005
Dual registered: yes, broker-dealer
Other names: RICHARD SCOTT CARVER|RICH SCOTT CARVER|RICHIE SCOTT CARVER|RICHARD S CARVER
IAPD individual key: 4578860

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IFG ADVISORY, LLC	Independent wealth	Jun 4, 2020	n/a	yes	ATLANTA, GA\|Andrews, NC	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Nov 6, 2009	Jun 4, 2020	no	ANDREWS, NC\|COVINGTON, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 22, 2007	Nov 10, 2009	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jun 2, 2005	Aug 21, 2007	no	CANTON, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	IFG ADVISORY, LLC	Jun 4, 2020	Jun 4, 2020	0	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CETERA ADVISORS LLC	Nov 10, 2009	Nov 6, 2009	-4	Firm change	Other
CETERA ADVISORS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 21, 2007	Aug 22, 2007	1	Firm change	Other

Relationships

Registered with (3)

→ IFG ADVISORY, LLCRegistered adviserregistration: current employment
Jun 4, 2020 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Nov 6, 2009 to Jun 4, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 22, 2007 to Nov 10, 2009factForm ADV

Dated events

No dated event names this entity yet.