RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• S•••• C•••••
- I•• A•••••••• L•• independent RIA currentsince Jun 4, 2020 · Atlanta, Ga
- C••••• A••••••• L•• formerNov 6, 2009 to Jun 4, 2020 · Andrews, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 22, 2007 to Nov 10, 2009 · Atlanta, Ga
- C••••• A••••••• L•• formerJun 2, 2005 to Aug 21, 2007 · Canton, Ga
- C••••• A••••••• L•• to I•• A•••••••• L••left Jun 4, 2020, registered Jun 4, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• A••••••• L••left Nov 10, 2009, registered Nov 6, 2009 (-4 days) · Other
- C••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 21, 2007, registered Aug 22, 2007 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address