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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)19 years in industry

Kermit J Coble

Advisor at EDWARD JONES

GREENSBORO, NC

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Search this name across graphsid dfx:ria:741103dc-20b9-d8e3-8e7b-5d23fe08a987

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66
First exam: Aug 21, 2019
First registration: Sep 12, 2007
Dual registered: yes, broker-dealer
Other names: TRAY COBLE|Kermit Jay Coble|Kermit Jay Coble
IAPD individual key: 5343060

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jul 17, 2023	n/a	yes	GREENSBORO, NC	Current employment
MWA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Nov 18, 2022	Jul 12, 2023	no	Asheboro, NC\|High Point, NC\|High Point, NC	Previous registration
W&S BROKERAGE SERVICES, INC.	Bd affiliated wealth	Sep 3, 2019	Jan 8, 2021	no	Greensboro, NC	Previous registration
M&T SECURITIES, INC.	n/a	Jan 18, 2011	Nov 16, 2011	no	OWINGS MILLS, MD\|FREDERICK, MD	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Sep 12, 2007	Jul 31, 2009	no	Hunt Valley, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MWA FINANCIAL SERVICES, INC.	EDWARD JONES	Jul 12, 2023	Jul 17, 2023	5	Firm change	RIA to ibd
W&S BROKERAGE SERVICES, INC.	MWA FINANCIAL SERVICES, INC.	Jan 8, 2021	Nov 18, 2022	679	Firm change after gap	Ibd to RIA
M&T SECURITIES, INC.	W&S BROKERAGE SERVICES, INC.	Nov 16, 2011	Sep 3, 2019	2,848	Firm change after gap	Other
PARK AVENUE SECURITIES LLC	M&T SECURITIES, INC.	Jul 31, 2009	Jan 18, 2011	536	Firm change after gap	Other

Relationships

Registered with (5)

→ EDWARD JONESRegistered adviserregistration: current employment
Jul 17, 2023 to presentfactForm ADV
→ MWA FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 18, 2022 to Jul 12, 2023factForm ADV
→ W&S BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Sep 3, 2019 to Jan 8, 2021factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Jan 18, 2011 to Nov 16, 2011factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Sep 12, 2007 to Jul 31, 2009factForm ADV

Dated events

Occurred
Jul 12, 2023
Advisor changed firm
Kermit J Coble left Mwa Financial Services, Inc. for Edward Jones (registered 2023-07-17)
Form ADVobserved 6 days ago