DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kermit J Coble
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Tray Coble
At current firm
3 y
since Jul 17, 2023
In the industry
19 y
since Sep 12, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Jul 17, 2023 · Greensboro, Nc
- Mwa Financial Services, Inc. BD affiliatedNov 18, 2022 to Jul 12, 2023 · Asheboro, Nc
- W&S Brokerage Services, Inc. BD affiliatedSep 3, 2019 to Jan 8, 2021 · Greensboro, Nc
- M&T Securities, Inc. unclassifiedJan 18, 2011 to Nov 16, 2011 · Owings Mills, Md
- Park Avenue Securities LLC BD affiliatedSep 12, 2007 to Jul 31, 2009 · Hunt Valley, Md
Moves
a registration end followed by a registration begin elsewhere
- Mwa Financial Services, Inc. to Edward Jonesleft Jul 12, 2023, registered Jul 17, 2023 (5 days) · RIA to affiliated broker-dealer or bank
- W&S Brokerage Services, Inc. to Mwa Financial Services, Inc.left Jan 8, 2021, registered Nov 18, 2022 (679 days) · Affiliated broker-dealer or bank to independent RIA
- M&T Securities, Inc. to W&S Brokerage Services, Inc.left Nov 16, 2011, registered Sep 3, 2019 (2848 days) · Other
- Park Avenue Securities LLC to M&T Securities, Inc.left Jul 31, 2009, registered Jan 18, 2011 (536 days) · Other
Signals
- Kermit J Coble left Mwa Financial Services, Inc. for Edward Jones (registered 2023-07-17)Jul 12, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address