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Advisor at ONEAMERICA SECURITIES, INC.
Parsippany, NJ | INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Jan 7, 2026 | n/a | yes | Parsippany, NJ|INDIANAPOLIS, IN | Current employment |
| PARADIGM WEALTH ADVISORY LLC | Independent wealth | Oct 31, 2019 | May 21, 2024 | no | BRIDGEWATER, NJ | Previous registration |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | May 13, 2015 | Sep 16, 2019 | no | NEW YORK, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Jul 19, 2010 | Jun 11, 2015 | no | New York, NY | Previous registration |
| LMB WEALTH AND RETIREMENT STRATEGIES, INC | n/a | Jun 24, 2008 | Jul 20, 2010 | no | TENAFLY, NJ | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Mar 11, 2004 | Jul 21, 2010 | no | TENAFLY, NJ|NEW YORK, NY|FRANKLIN LAKES, NJ|GOLDENS BRIDGE, NY|STAMFORD, CT|DEERFIELD BEACH, FL|SILVER SPRING, MD | Previous registration |
| 123 COLLEGE ADVISORS, LTD. | n/a | Mar 20, 2003 | Jun 16, 2006 | no | NEW YORK, NY | Previous registration |
| NATHAN & LEWIS SECURITIES, INC. | n/a | Feb 12, 1993 | Aug 8, 2003 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARADIGM WEALTH ADVISORY LLC | ONEAMERICA SECURITIES, INC. | May 21, 2024 | Jan 7, 2026 | 596 | Firm change after gap | RIA to ibd |
| JANNEY MONTGOMERY SCOTT LLC | PARADIGM WEALTH ADVISORY LLC | Sep 16, 2019 | Oct 31, 2019 | 45 | Firm change | Ibd to RIA |
| MORGAN STANLEY | JANNEY MONTGOMERY SCOTT LLC | Jun 11, 2015 | May 13, 2015 | -29 | Firm change | Other |
| FIRST ALLIED SECURITIES, INC. | LMB WEALTH AND RETIREMENT STRATEGIES, INC | Jul 21, 2010 | Jun 24, 2008 | -757 | Firm change after gap | Other |
| LMB WEALTH AND RETIREMENT STRATEGIES, INC | MORGAN STANLEY | Jul 20, 2010 | Jul 19, 2010 | -1 | Firm change | Other |
| 123 COLLEGE ADVISORS, LTD. | FIRST ALLIED SECURITIES, INC. | Jun 16, 2006 | Mar 11, 2004 | -827 | Firm change after gap | Other |
| NATHAN & LEWIS SECURITIES, INC. | 123 COLLEGE ADVISORS, LTD. | Aug 8, 2003 | Mar 20, 2003 | -141 | Firm change after gap | Other |