DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Laurence Michael Braunstein

Oneamerica Securities, Inc.BD affiliatedParsippany, Nj IA-onlyIAPD 1220577

Feed of 09/14/2026

At current firm

0 y

since Jan 7, 2026

In the industry

42 y

since Feb 8, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Oneamerica Securities, Inc. BD affiliated current
since Jan 7, 2026 · Parsippany, Nj
Paradigm Wealth Advisory LLC independent RIA
Oct 31, 2019 to May 21, 2024 · Bridgewater, Nj
Janney Montgomery Scott LLC BD affiliated
May 13, 2015 to Sep 16, 2019 · New York, Ny
Morgan Stanley wirehouse
Jul 19, 2010 to Jun 11, 2015 · New York, Ny
Lmb Wealth And Retirement Strategies, Inc unclassified
Jun 24, 2008 to Jul 20, 2010 · Tenafly, Nj
First Allied Securities, Inc. former
Mar 11, 2004 to Jul 21, 2010 · Tenafly, Nj
123 College Advisors, Ltd. unclassified
Mar 20, 2003 to Jun 16, 2006 · New York, Ny
Nathan & Lewis Securities, Inc. unclassified
Feb 12, 1993 to Aug 8, 2003 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Paradigm Wealth Advisory LLC to Oneamerica Securities, Inc.
left May 21, 2024, registered Jan 7, 2026 (596 days) · RIA to affiliated broker-dealer or bank
Janney Montgomery Scott LLC to Paradigm Wealth Advisory LLC
left Sep 16, 2019, registered Oct 31, 2019 (45 days) · Affiliated broker-dealer or bank to independent RIA
Morgan Stanley to Janney Montgomery Scott LLC
left Jun 11, 2015, registered May 13, 2015 (-29 days) · Other
First Allied Securities, Inc. to Lmb Wealth And Retirement Strategies, Inc
left Jul 21, 2010, registered Jun 24, 2008 (-757 days) · Other
Lmb Wealth And Retirement Strategies, Inc to Morgan Stanley
left Jul 20, 2010, registered Jul 19, 2010 (-1 days) · Other
123 College Advisors, Ltd. to First Allied Securities, Inc.
left Jun 16, 2006, registered Mar 11, 2004 (-827 days) · Other
Nathan & Lewis Securities, Inc. to 123 College Advisors, Ltd.
left Aug 8, 2003, registered Mar 20, 2003 (-141 days) · Other

Signals

Laurence Michael Braunstein left Paradigm Wealth Advisory Llc for Oneamerica Securities, Inc. (registered 2026-01-07)
May 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address