DFX Intelligence

J•••• R••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

J•••• R••••• C••••••••

Advisor at P••••••••• F••••••••• L••

VALENCIA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7435546f-ffa5-f12d-f2ab-ec3d22139e16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 18, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• F••••••••• L••	Independent wealth	Aug 31, 2021	n/a	yes	VALENCIA, CA	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Dec 3, 2007	Apr 25, 2022	no	HOUSTON, TX\|VALENCIA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	P••••••••• F••••••••• L••	Apr 25, 2022	Aug 31, 2021	-237	Firm change after gap	Ibd to new firm
P••• A••••• S••••••••• L••	N••• F•••••••• G••••• I•••	Dec 4, 2007	Dec 3, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
46214:315768:CA:2022-04-25	Apr 25, 2022	Aug 31, 2021	VALENCIA, CA	Firm change after gap

Relationships

Registered with (4)

→ P••••••••• F••••••••• L••Registered adviserregistration: current employment
Aug 31, 2021 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 3, 2007 to Apr 25, 2022factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 24, 2006 to Dec 4, 2007factForm ADV
→ A••••••• A••••••• S•••••••

Dated events

Occurred
Apr 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7435546f-ffa5-f12d-f2ab-ec3d22139e16
First observed: Mar 16, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.