This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALDEN INVESTMENT GROUP

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2005earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Sep 29, 2005

First registration

Sep 30, 2005

Dual registered

yes, broker-dealer

Other names

NICOLE ELIZABETH BISHOP|Nicole E Sennett

IAPD individual key

4990936

• Occurred

  Dec 31, 2022
  Advisor changed firm

  Nicole Elizabeth Sennett left Raymond James Financial Services Advisors, Inc for Alden Investment Group (registered 2023-05-19)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7437d6ad-ee53-9ab5-712c-1b249713a4bd

First observed

Sep 30, 2005

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.