S••••• W•

Advisor at S•••••••• S•••••••••

Boston, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:743d59e6-9ac6-ca5e-8230-2761ee384677

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• S•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• S•••••••••	Bd affiliated wealth	Jun 22, 2026	n/a	yes	Boston, MA	Current employment
J••• H•••••• P••••••• F•••••••• S•••••••• L••	Bd affiliated wealth	Jan 4, 2021	May 19, 2026	no	BOSTON, MA\|Boston, MA\|Boston, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• H•••••• P••••••• F•••••••• S•••••••• L••	S•••••••• S•••••••••	May 19, 2026	Jun 22, 2026	34	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ S•••••••• S•••••••••Registered adviserregistration: current employment
Jun 22, 2026 to presentfactForm ADV
→ J••• H•••••• P••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2021 to May 19, 2026factForm ADV

Dated events

Occurred
May 19, 2026
Advisor changed firm
S••••• W• left J••• H•••••• P••••••• F•••••••• S•••••••• L•• for S•••••••• S••••••••• (registered 2026-06-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:743d59e6-9ac6-ca5e-8230-2761ee384677
First observed: Jan 4, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.