DFX Intelligence

C••• D••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

C••• D••••• W••••••

Advisor at L•• W••••• P•••••••• L••

ELIZABETHTOWN, KY

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Search this name across graphsid dfx:ria:744c3839-8626-f65b-c5c8-dcc559df5f19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 3, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• W••••• P•••••••• L••	Independent wealth	Jun 27, 2024	n/a	yes	ELIZABETHTOWN, KY	Current employment
L•• W••••• P•••••••• L••	Independent wealth	Jun 13, 2024	Jun 26, 2024	no	ELIZABETHTOWN, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	L•• W••••• P•••••••• L••	Sep 20, 2024	Jun 13, 2024	-99	Firm change after gap	RIA to new firm
F••••	A• W••••• M••••••••• L••	Nov 5, 2021	May 12, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
282580:331339:KY:2024-09-20	Sep 20, 2024	Jun 13, 2024	LOUISVILLE, KY	Firm change after gap

Relationships

Registered with (5)

→ L•• W••••• P•••••••• L••Registered adviserregistration: previous registration
Jun 13, 2024 to Jun 26, 2024factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 12, 2022 to Sep 20, 2024factForm ADV
→ F••••Registered adviserregistration: previous registration
Aug 28, 2020 to Nov 5, 2021factForm ADV
→ R••••• W• B•••• • C•• I•••••••••

Dated events

Occurred
Sep 20, 2024
Advisor changed firm
C••• D••••• W•••••• left A• W••••• M••••••••• L•• for L•• W••••• P•••••••• L•• (registered 2024-06-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:744c3839-8626-f65b-c5c8-dcc559df5f19
First observed: Jul 3, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.