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M•••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

M•••••• C•••••• M••••••••• L••

CRD 134522

M••••••, TN

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Search this name across graphsid dfx:ria:74612895-7df7-9629-a64b-c8ff3e3397ad

Data as of May 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 1
Observed: Mar 30, 2012 to May 7, 2026
30 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

M•••••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $269MItem 5.F on the latest filing (2026-05-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $269M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• D•••• M••••••	n/a	M••••••, TN	2	16	3	yes
K•••• E• B••••••	n/a	M••••••, TN	0	28

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•• H••• I••••• F•••• L•	Other Private Fund	$255M	Jun 28, 2024	42	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J•••• L••••	MANAGING MEMBER	E	yes	12/2004	Mar 30, 2012	Jun 28, 2024
B••••••• K••••• E•	CHIEF COMPLIANCE OFFICER	Na	yes	08/2011	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• I••••••••• T•••••••• I•••	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$269M	n/a	n/a	$260M	1.1%	2	n/a	0	n/a

Relationships

Registered with (2)

← K•••• E• B••••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← J•••• D•••• M••••••Advisorregistration: current employment
Feb 13, 2024 to presentfactForm ADV

Advises (1)

→ M•• H••• I••••• F•••• L•Private fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Mar 25, 2022
Regulatory AUM changed
M•••••• C•••••• M••••••••• L•• reported RAUM $332.1M, up 44% from $231.3M (2021-06-15 to 2022-03-25)
Form ADVobserved 7 days ago
$101M
Occurred
Mar 30, 2019
Control person left
D•••• John Hanover (President) no longer on Schedule A of M•••••• C•••••• M••••••••• L•• (listed 2018-04-30, absent 2019-03-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74612895-7df7-9629-a64b-c8ff3e3397ad
First observed: Mar 30, 2012
Last observed: May 7, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 31, 2026	$269M	$269M	2	2	0	1	n/a
2023	Mar 28, 2024	$255M	$255M	2	1	0	1	$255M
2022	Mar 31, 2023	$260M	$260M	2	1	0	1	$260M
2021	Mar 25, 2022	$332M	$332M	2	1	0	1	$332M
2020	Mar 30, 2021	$231M	$231M	2	1	0	1	$231M
2019	Mar 27, 2020	$210M	$210M	2	1	0	1	$210M
2018	Mar 30, 2019	$275M	$275M	2	1	0	1	$275M
2017	Mar 31, 2018	$252M	$252M	3	1	0	1	$252M
2016	Mar 31, 2017	$327M	$327M	3	1	n/a	1	$327M
2015	Mar 30, 2016	$460M	$460M	4	1	n/a	1	$460M
2014	Mar 31, 2015	$268M	$268M	4	1	n/a	1	$268M
2013	Mar 31, 2014	$450M	$450M	5	1	n/a	1	$450M
2012	Mar 28, 2013	$239M	$239M	8	5	n/a	1	$238M
2011	Mar 30, 2012	$583M	$583M	n/a	n/a	n/a	1	$252M