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SEC-registered adviser
M•••••• C•••••• M••••••••• L••
Latest filing May 7, 2026
First filing on the tape Mar 30, 2012 · 30 filings
SEC status approved since Aug 25, 2006
RAUM
$269M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$134M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$269M as of May 7, 2026
Mar 30, 2012$583M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of May 7, 2026
Mar 30, 20120 then
Employees (5.A)2 as of May 7, 2026
Mar 28, 20138 then
Private funds1 as of May 7, 2026
Mar 30, 20121 then
RAUM n/a over the last fiscal year+1.1% a year over three
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- $134MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $89.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$269M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• D•••• M•••••• | M••••••, Tn | Feb 13, 2024 | 16 y | 3 |
| K•••• E• B•••••• | M••••••, Tn | Jan 1, 2026 | 28 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• E• B•••••• from A••••• A••••••• A•••• M••••••••• C••Jan 1, 2026 · Other
- J•••• D•••• M•••••• from R•••••• J•••• • A••••••••• I•••Feb 13, 2024 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•• H••• I••••• F•••• L• | Other Private Fund | $255M | 42 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••• L•••• · Managing Membercontrolsince 12/2004 · owns 75% or more
- B••••••• K••••• E• · Chief Compliance Officercontrolsince 08/2011 · owns less than 5%
Related persons
Schedule D 7.A
- S•••••••• I••••••••• T•••••••• I•••broker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| M••••••, Tn · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- BD registered reps · 3 to 2May 1, 2025 to Mar 31, 2026
- Employees · 3 to 2May 1, 2025 to Mar 31, 2026
- State-registered IARs · 3 to 2May 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $290M to $269MMay 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $290M to $269MMay 1, 2025 to Mar 31, 2026
- RAUM · $290M to $269MMay 1, 2025 to Mar 31, 2026
- Advisory employees · 1 to 2Jun 28, 2024 to May 1, 2025
- BD registered reps · 2 to 3Jun 28, 2024 to May 1, 2025
- Employees · 2 to 3Jun 28, 2024 to May 1, 2025
- Financial planning clients · 0 to 0Jun 28, 2024 to May 1, 2025
- State-registered IARs · 2 to 3Jun 28, 2024 to May 1, 2025
- Discretionary RAUM · $255M to $290MJun 28, 2024 to May 1, 2025
- Pooled vehicle RAUM · $255M to $290MJun 28, 2024 to May 1, 2025
- RAUM · $255M to $290MJun 28, 2024 to May 1, 2025
- Discretionary RAUM · $260M to $255MApr 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $260M to $255MApr 27, 2023 to Mar 28, 2024
- RAUM · $260M to $255MApr 27, 2023 to Mar 28, 2024
- Business name · B•••• C•••••• M••••••••• L•• to M•••••• C•••••• M••••••••• L••Jan 3, 2023 to Mar 31, 2023
- Legal name · B•••• C•••••• M••••••••• L•• to M•••••• C•••••• M••••••••• L••Jan 3, 2023 to Mar 31, 2023
- Discretionary RAUM · $332M to $260MJan 3, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $332M to $260MJan 3, 2023 to Mar 31, 2023
- RAUM · $332M to $260MJan 3, 2023 to Mar 31, 2023
- Discretionary RAUM · $231M to $332MJun 15, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $231M to $332MJun 15, 2021 to Mar 25, 2022
- RAUM · $231M to $332MJun 15, 2021 to Mar 25, 2022
- Discretionary RAUM · $210M to $231MMar 27, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $210M to $231MMar 27, 2020 to Mar 30, 2021
- RAUM · $210M to $231MMar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $275M to $210MApr 30, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $275M to $210MApr 30, 2019 to Mar 27, 2020
- RAUM · $275M to $210MApr 30, 2019 to Mar 27, 2020
- BD registered reps · 3 to 2Apr 30, 2018 to Mar 30, 2019
- Employees · 3 to 2Apr 30, 2018 to Mar 30, 2019
- State-registered IARs · 3 to 2Apr 30, 2018 to Mar 30, 2019
- Discretionary RAUM · $252M to $275MApr 30, 2018 to Mar 30, 2019
- Pooled vehicle RAUM · $252M to $275MApr 30, 2018 to Mar 30, 2019
- RAUM · $252M to $275MApr 30, 2018 to Mar 30, 2019
- Pooled vehicle clients · unset to 3.0May 2, 2017 to Mar 31, 2018
- Other offices · unset to 0.0May 2, 2017 to Mar 31, 2018
- Discretionary RAUM · $327M to $252MMay 2, 2017 to Mar 31, 2018
Signals
2 dated events
- M•••••• C•••••• M••••••••• L•• reported RAUM $332.1M, up 44% from $231.3M (2021-06-15 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- D•••• John Hanover (President) no longer on Schedule A of M•••••• C•••••• M••••••••• L•• (listed 2018-04-30, absent 2019-03-30)Mar 30, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- M•••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- w••.m•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 901-261-5900reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $134Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026