DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• C•••••• M••••••••• L••
M••••••, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• C•••••• M••••••••• L•• | Asset manager | Feb 13, 2024 | n/a | yes | M••••••, TN | Current employment |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Mar 18, 2022 | May 4, 2022 | no | M••••••, TN|ST. PETERSBURG, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | R•••••• J•••• • A••••••••• I••• | May 4, 2022 | Mar 18, 2022 | -47 | Firm change after gap | Ibd to ibd |
| R•••••• J•••• • A••••••••• I••• | M•••••• C•••••• M••••••••• L•• | May 4, 2022 | Feb 13, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:705:FL:2022-04-22 | May 4, 2022 | Mar 18, 2022 | SAINT PETERSBURG, FL | Firm change after gap |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Aug 18, 2021 | May 4, 2022 | no | Memphis, TN|SAINT PETERSBURG, FL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 7, 2019 | Jul 28, 2021 | no | PORTLAND, OR|NEW YORK, NY|WILSONVILLE, OR|WILSONVILLE, OR|BELLEVUE, WA | Previous registration |
| 650 |
| Firm change after gap |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jul 28, 2021 | Aug 18, 2021 | 21 | Firm change | Wirehouse to ibd |