DFX Intelligence

Data Factory

D•••• M•••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

D•••• M•••••• C•••••• M••••••••• L••

CRD 108658

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:746eee20-d573-4a44-1425-b13ebc68f922

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Mar 29, 2012 to Mar 10, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.02 fund_share=0.06 institutional_share=0.19 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $14BItem 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $14B
Private client RAUM: $212MderivedItem 5.D individuals plus high net worth individuals
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• D•••••• D••••	MANAGING MEMBER	C	yes	08/1997	Mar 29, 2012	Nov 25, 2024
E•••••• S•	Parent	E	yes	04/2014	Mar 14, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I• G••••• P•••••• F••• M••••••••• L••	n/a	Asset manager	$4.0B	N	yes	n/a
I• G••••• P••••••• S••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
VERO BEACH	FL	United States	1	no
LAKE FOREST	IL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$14B	$13B	9.1%	$7.4B	23.2%	26	23	2	2

Relationships

Affiliated with (6)

← I• G••••• P•••••• F••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ I• G••••• P•••••• F••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← LITMAN GREGORY WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← IM GLOBAL PARTNER US, LLCRegistered adviser

Dated events

Occurred
Mar 18, 2025
Regulatory AUM changed
D•••• M•••••• C•••••• M••••••••• L•• reported RAUM $12.6B, up 33% from $9.5B (2024-11-25 to 2025-03-18)
Form ADVobserved 7 days ago
$3.1B
Occurred
Nov 25, 2024
Control person joined
Madeline Chantal Heckman (Chief Compliance Officer) appeared on Schedule A of D•••• M•••••• C•••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Nov 25, 2024
Control person left
Michael Jason Scheffler (Chief Compliance Officer) no longer on Schedule A of D•••• M•••••• C•••••• M••••••••• L•• (listed 2024-02-22, absent 2024-11-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:746eee20-d573-4a44-1425-b13ebc68f922
First observed: Mar 29, 2012
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 10, 2026	$14B	$14B	26	11	2	n/a	n/a
2024	Mar 18, 2025	$13B	$13B	23	15	2	n/a	n/a
2023	Feb 22, 2024	$9.5B	$9.5B	21	13	2	n/a	n/a
2022	Mar 17, 2023	$7.4B	$7.4B	19	11	2	n/a	n/a
2021	Mar 10, 2022	$7.7B	$7.7B	20	13	2	n/a	n/a
2020	Mar 5, 2021	$8.0B	$8.0B	17	11	2	n/a	n/a
2019	Mar 6, 2020	$6.9B	$6.9B	16	11	2	n/a	n/a
2018	Feb 15, 2019	$6.2B	$6.2B	17	11	2	n/a	n/a
2017	Feb 27, 2018	$6.3B	$6.3B	16	11	2	n/a	n/a
2016	Mar 14, 2017	$5.9B	$5.9B	13	8	n/a	n/a	n/a
2015	Mar 30, 2016	$4.9B	$4.9B	12	8	n/a	n/a	n/a
2014	Mar 27, 2015	$4.9B	$4.9B	12	8	n/a	n/a	n/a
2013	Mar 31, 2014	$4.1B	$4.1B	11	5	n/a	n/a	n/a
2012	Mar 27, 2013	$3.9B	$3.9B	10	5	n/a	n/a	n/a
2011	Mar 29, 2012	$2.9B	$2.9B	n/a	n/a	n/a	n/a	n/a