DFX Intelligence
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Reading the graph
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Advisor at P••••••• A•••••••
Rochester, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••••• A••••••• | State registered | Jun 24, 2025 | n/a | yes | Rochester, NY | Current employment |
| B••••••• S••••••••• C•••• | Independent wealth | Jul 17, 2024 | Dec 20, 2024 | no | ROCHESTER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••• S••••••••• C•••• | P••••••• A••••••• | Dec 20, 2024 | Jun 24, 2025 | 186 | Firm change | RIA to state RIA |
| B••••••• S••••••••• C•••••• M••••••••• I••• | B••••••• S••••••••• C•••• | Jun 28, 2024 | Jul 17, 2024 |
| B••••••• S••••••••• C•••••• M••••••••• I••• |
| Former SEC adviser |
| Mar 16, 2023 |
| Jun 28, 2024 |
| no |
| ROCHESTER, NY |
| Previous registration |
| B••••••• S••••••••• C•••••• M••••••••• I••• | Former SEC adviser | Aug 30, 2021 | Dec 31, 2021 | no | ROCHESTER, NY | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | May 5, 2010 | Aug 4, 2011 | no | ROCHESTER, NY|ROCHESTER, NY | Previous registration |
| 19 |
| Channel change |
| RIA to RIA |
| F•• S••••••••• C••••••••• | B••••••• S••••••••• C•••••• M••••••••• I••• | Aug 4, 2011 | Aug 30, 2021 | 3,679 | Firm change after gap | Other |