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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

HANS CAPARAS MEDINA

Advisor at PINKERTON WEALTH PARTNERS

HONOLULU, HI | COEUR D'ALENE, ID

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Search this name across graphsid dfx:ria:749dce4f-5c05-9e0c-7015-5748a38aa775

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 20, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PINKERTON WEALTH PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 2, 1993
First registration: Nov 20, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 2371530

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PINKERTON WEALTH PARTNERS	Independent wealth	Mar 17, 2026	n/a	yes	HONOLULU, HI\|COEUR D'ALENE, ID	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 17, 2025	Feb 27, 2026	no	MILILAN, HI	Previous registration
SHIRAISHI FINANCIAL GROUP ADVISORS	Independent wealth	Jan 7, 2014	Jan 17, 2025	no	HONOLULU, HI	Previous registration
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	May 17, 2013	Nov 13, 2014	no	HONOLULU, HI\|HILO, HI\|SCOTTSDALE, AZ	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 23, 2009	May 8, 2013	no	HONOLULU, HI	Previous registration
BRECEK & YOUNG ADVISORS, INC.	Former SEC adviser	Nov 20, 2008	Jan 23, 2009	no	FOLSOM, CA\|HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	PINKERTON WEALTH PARTNERS	Feb 27, 2026	Mar 17, 2026	18	Firm change	Ibd to RIA
SHIRAISHI FINANCIAL GROUP ADVISORS	CETERA INVESTMENT ADVISERS LLC	Jan 17, 2025	Jan 17, 2025	0	Firm change	RIA to ibd
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	SHIRAISHI FINANCIAL GROUP ADVISORS	Nov 13, 2014	Jan 7, 2014	-310	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	May 8, 2013	May 17, 2013	9	Firm change	Other
BRECEK & YOUNG ADVISORS, INC.	SECURITIES AMERICA ADVISORS, INC.	Jan 23, 2009	Jan 23, 2009	0	Bulk transfer	Other

Relationships

Registered with (6)

→ PINKERTON WEALTH PARTNERSRegistered adviserregistration: current employment
Mar 17, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 17, 2025 to Feb 27, 2026factForm ADV
→ SHIRAISHI FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Jan 7, 2014 to Jan 17, 2025factForm ADV
→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: previous registration
May 17, 2013 to Nov 13, 2014factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 23, 2009 to May 8, 2013factForm ADV
→ BRECEK & YOUNG ADVISORS, INC.Registered adviserregistration: previous registration
Nov 20, 2008 to Jan 23, 2009factForm ADV

Dated events

Occurred
Feb 27, 2026
Advisor changed firm
Hans Caparas Medina left Cetera Investment Advisers Llc for Pinkerton Wealth Partners (registered 2026-03-17)
Form ADVobserved 6 days ago
Occurred
Jan 17, 2025
Advisor changed firm
Hans Caparas Medina left Shiraishi Financial Group Advisors for Cetera Investment Advisers Llc (registered 2025-01-17)
Form ADVobserved 6 days ago