DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H••• C•••••• M•••••

P•••••••• W••••• P•••••••independent RIAHonolulu, Hi dual registrantIAPD 2371530

Feed of 09/14/2026

At current firm

0 y

since Mar 17, 2026

In the industry

32 y

since Oct 2, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••••• W••••• P••••••• independent RIA current
since Mar 17, 2026 · Honolulu, Hi
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 17, 2025 to Feb 27, 2026 · Mililan, Hi
S•••••••• F•••••••• G•••• A••••••• independent RIA
Jan 7, 2014 to Jan 17, 2025 · Honolulu, Hi
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA
May 17, 2013 to Nov 13, 2014 · Honolulu, Hi
S••••••••• A•••••• A•••••••• I••• former
Jan 23, 2009 to May 8, 2013 · Honolulu, Hi
B••••• • Y•••• A•••••••• I••• former
Nov 20, 2008 to Jan 23, 2009 · Folsom, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to P•••••••• W••••• P•••••••
left Feb 27, 2026, registered Mar 17, 2026 (18 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••
left Jan 17, 2025, registered Jan 17, 2025 (0 days) · RIA to affiliated broker-dealer or bank
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to S•••••••• F•••••••• G•••• A•••••••
left Nov 13, 2014, registered Jan 7, 2014 (-310 days) · Other
S••••••••• A•••••• A•••••••• I••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••
left May 8, 2013, registered May 17, 2013 (9 days) · Other
B••••• • Y•••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••
left Jan 23, 2009, registered Jan 23, 2009 (0 days) · corporate re-registration, not a move

Signals

H••• C•••••• M••••• left C••••• I••••••••• A••••••• L•• for P•••••••• W••••• P••••••• (registered 2026-03-17)
Feb 27, 2026 · Advisor changed firm · fact
H••• C•••••• M••••• left S•••••••• F•••••••• G•••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2025-01-17)
Jan 17, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address