DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
Rockford, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Sep 18, 2026 | n/a | yes | Rockford, IL | Current employment |
| R••••• W• B•••• • C•• I••••••••• | Mixed wealth | Jan 29, 2010 | n/a | yes | Rockford, IL | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K•••• F•••••••• A•••• A•••••••• L••• | R••••• W• B•••• • C•• I••••••••• | Feb 16, 2010 | Jan 29, 2010 | -18 | Firm change | Other |
| I••••••••• A••••••• S••••••• I•• | K•••• F•••••••• A•••• A•••••••• L••• | Feb 3, 2010 | Mar 8, 2007 |
| Independent wealth |
| Mar 8, 2007 |
| Feb 16, 2010 |
| no |
| FITCHBURG, WI|MADISON, WI|ROCKFORD, IL|L•••S PARK, IL |
| Previous registration |
| I••••••••• A••••••• S••••••• I•• | Former SEC adviser | Jan 20, 2005 | Feb 3, 2010 | no | L•••S PARK, IL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Sep 9, 2003 | Feb 25, 2004 | no | ROCKFORD, IL | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Apr 16, 2003 | Aug 7, 2003 | no | MACHESNEY PARK, IL | Previous registration |
| K•••• F•••••••• A•••• A•••••••• L••• | Independent wealth | Jul 15, 2002 | Mar 25, 2003 | no | ROCKFORD, IL | Previous registration |
| I••••••••• A••••••• S••••••• I•• | Former SEC adviser | Jul 9, 2002 | Jan 28, 2003 | no | ROCKFORD, IL | Previous registration |
| -1,063 |
| Firm change after gap |
| Other |
| W•••• F•••• A••••••• | I••••••••• A••••••• S••••••• I•• | Feb 25, 2004 | Jan 20, 2005 | 330 | Firm change | Other |
| P•••••••• S••••••••• I••• | W•••• F•••• A••••••• | Aug 7, 2003 | Sep 9, 2003 | 33 | Firm change | Other |
| K•••• F•••••••• A•••• A•••••••• L••• | P•••••••• S••••••••• I••• | Mar 25, 2003 | Apr 16, 2003 | 22 | Firm change | Other |
| I••••••••• A••••••• S••••••• I•• | K•••• F•••••••• A•••• A•••••••• L••• | Jan 28, 2003 | Jul 15, 2002 | -197 | Firm change after gap | Other |