DFX Intelligence

S••••••• C•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

S••••••• C•••• F••••••

Advisor at S•••••••• F•••••••• C•••••••• L••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:74c2f148-6353-1574-02a2-f05094dd2e91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 13, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• F•••••••• C•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• F•••••••• C•••••••• L••	Independent wealth	Mar 17, 2025	n/a	yes	SAN ANTONIO, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 30, 2022	Mar 12, 2025	no	SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|HOUSTON, TX\|SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S•••••••• F•••••••• C•••••••• L••	Mar 12, 2025	Mar 17, 2025	5	Firm change	Wirehouse to RIA
F•••• C•••••• A••••••• S•••••••	W•••• F•••• A•••••••	Oct 21, 2022	Sep 30, 2022

Relationships

Registered with (3)

→ S•••••••• F•••••••• C•••••••• L••Registered adviserregistration: current employment
Mar 17, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 30, 2022 to Mar 12, 2025factForm ADV
→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 13, 2020 to Oct 21, 2022factForm ADV

Dated events

Occurred
Mar 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74c2f148-6353-1574-02a2-f05094dd2e91
First observed: Jan 13, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.