DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••••• C•••• F••••••

S•••••••• F•••••••• C•••••••• L••independent RIASan Antonio, Txdual registrantIAPD 7111799

Feed of 09/14/2026

Also filed as S••••••• C•••• F••••••

At current firm

1 y

since Mar 17, 2025

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• F•••••••• C•••••••• L•• independent RIA current
since Mar 17, 2025 · San Antonio, Tx
W•••• F•••• A••••••• wirehouse
Sep 30, 2022 to Mar 12, 2025 · San Antonio, Tx
F•••• C•••••• A••••••• S••••••• BD affiliated
Jan 13, 2020 to Oct 21, 2022 · 92249 Vilseck

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to S•••••••• F•••••••• C•••••••• L••
left Mar 12, 2025, registered Mar 17, 2025 (5 days) · Wirehouse to independent RIA
F•••• C•••••• A••••••• S••••••• to W•••• F•••• A•••••••
left Oct 21, 2022, registered Sep 30, 2022 (-21 days) · Affiliated broker-dealer or bank to wirehouse

Signals

S••••••• C•••• F•••••• left W•••• F•••• A••••••• for S•••••••• F•••••••• C•••••••• L•• (registered 2025-03-17)
Mar 12, 2025 · Advisor changed firm · fact
S••••••• C•••• F•••••• left F•••• C•••••• A••••••• S••••••• for W•••• F•••• A••••••• (registered 2022-09-30)
Oct 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address