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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

WILLIAM ANDREW MURPHY

Advisor at WELLS FARGO ADVISORS

GREENVILLE, SC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Aug 1, 2001
First registration: Jan 28, 2002
Dual registered: yes, broker-dealer
Other names: WILLIAM A MURPHY
IAPD individual key: 4224500

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 14, 2006	n/a	yes	GREENVILLE, SC	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 10, 2003	Mar 7, 2006	no	CHARLESTON, SC\|MOUNT PLEASANT, SC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 20, 2002	Oct 7, 2003	no	BREVARD, NC	Previous registration
WACHOVIA SECURITIES, INC.	n/a	Jan 28, 2002	Jun 20, 2002	no	BREVARD, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Mar 7, 2006	Mar 14, 2006	7	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 7, 2003	Oct 10, 2003	3	Firm change	Wirehouse to wirehouse
WACHOVIA SECURITIES, INC.	WELLS FARGO ADVISORS	Jun 20, 2002	Jun 20, 2002	0	Bulk transfer	Other

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 20, 2002 to Oct 7, 2003factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 10, 2003 to Mar 7, 2006factForm ADV
→ WACHOVIA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 28, 2002 to Jun 20, 2002factForm ADV

Dated events

No dated event names this entity yet.