RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• A••••• M•••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 14, 2006 · Greenville, Sc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 10, 2003 to Mar 7, 2006 · Charleston, Sc
- W•••• F•••• A••••••• wirehouseJun 20, 2002 to Oct 7, 2003 · Brevard, Nc
- W••••••• S••••••••• I••• unclassifiedJan 28, 2002 to Jun 20, 2002 · Brevard, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Mar 7, 2006, registered Mar 14, 2006 (7 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 7, 2003, registered Oct 10, 2003 (3 days) · Wirehouse to wirehouse
- W••••••• S••••••••• I••• to W•••• F•••• A•••••••left Jun 20, 2002, registered Jun 20, 2002 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address