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Advisor at MANCHESTER FINANCIAL INC
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MANCHESTER FINANCIAL INC | Independent wealth | Jun 9, 2015 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 14, 2012 | May 6, 2014 | no | WESTLAKE VILLAGE, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 2, 2011 | Oct 15, 2012 | no | WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MANCHESTER FINANCIAL INC | May 6, 2014 | Jun 9, 2015 | 399 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Oct 15, 2012 | Dec 14, 2012 | 60 | Firm change | Wirehouse to wirehouse |