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RIA / WealthAdvisor42 years in industry

LARRY PHILIP ISAACS

Advisor at MARINER INDEPENDENT

Los Angeles, CA

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Search this name across graphsid dfx:ria:74d314cd-3e67-28a7-b4ea-3ada3a9f880b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER INDEPENDENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 23, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Feb 23, 1984
First registration: Jul 8, 1997
Dual registered: no
Other names: LARRY P ISAACS
IAPD individual key: 1230231

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MARINER INDEPENDENT	Independent wealth	Jan 1, 2025	n/a	yes	Los Angeles, CA	Current employment
ADVICEPERIOD, LLC	Former SEC adviser	May 17, 2018	Mar 30, 2022	no	LOS ANGELES, CA	Previous registration
DAKOTA FINANCIAL MANAGEMENT	Former SEC adviser	Jan 29, 2018	Apr 30, 2018	no	Los Angeles, CA	Previous registration
DAKOTA FINANCIAL MANAGEMENT	Former SEC adviser	Mar 25, 2010	Dec 31, 2017	no	n/a	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jan 3, 2003	May 4, 2009	no	LOS ANGELES, CA\|LAS VEGAS, NV\|LOS ANGELES, CA\|NEWPORT BEACH, CA	Previous registration
CIBC WORLD MARKETS CORP.	n/a	Jul 8, 1997	Jan 3, 2003	no	NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICEPERIOD, LLC	MARINER INDEPENDENT	Mar 30, 2022	Jan 1, 2025	1,008	Bulk transfer	RIA to RIA
DAKOTA FINANCIAL MANAGEMENT	ADVICEPERIOD, LLC	Apr 30, 2018	May 17, 2018	17	Firm change	Other
OPPENHEIMER & CO. INC.	DAKOTA FINANCIAL MANAGEMENT	May 4, 2009	Mar 25, 2010	325	Firm change	Other
CIBC WORLD MARKETS CORP.	OPPENHEIMER & CO. INC.	Jan 3, 2003	Jan 3, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ MARINER INDEPENDENTRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ ADVICEPERIOD, LLCRegistered adviserregistration: previous registration
May 17, 2018 to Mar 30, 2022factForm ADV
→ DAKOTA FINANCIAL MANAGEMENTRegistered adviserregistration: previous registration
Jan 29, 2018 to Apr 30, 2018factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Jan 3, 2003 to May 4, 2009factForm ADV
→ CIBC WORLD MARKETS CORP.Registered adviserregistration: previous registration
Jul 8, 1997 to Jan 3, 2003factForm ADV

Dated events

No dated event names this entity yet.