RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• P••••• I•••••
- M•••••• I••••••••• i••••••••• wealth currentsince Jan 1, 2025 · Los Angeles, Ca
- A••••••••• L•• formerMay 17, 2018 to Mar 30, 2022 · Los Angeles, Ca
- D••••• F•••••••• M••••••••• formerJan 29, 2018 to Apr 30, 2018 · Los Angeles, Ca
- D••••• F•••••••• M••••••••• formerMar 25, 2010 to Dec 31, 2017
- O••••••••• • C•• I••• BD affiliatedJan 3, 2003 to May 4, 2009 · Los Angeles, Ca
- C••• W•••• M•••••• C•••• unclassifiedJul 8, 1997 to Jan 3, 2003 · Newport Beach, Ca
- A••••••••• L•• to M•••••• I•••••••••left Mar 30, 2022, registered Jan 1, 2025 (1008 days) · corporate re-registration, not a move
- D••••• F•••••••• M••••••••• to A••••••••• L••left Apr 30, 2018, registered May 17, 2018 (17 days) · Other
- O••••••••• • C•• I••• to D••••• F•••••••• M•••••••••left May 4, 2009, registered Mar 25, 2010 (325 days) · Other
- C••• W•••• M•••••• C•••• to O••••••••• • C•• I•••left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address