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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

STEVEN MICHAEL REENTS

Advisor at LPL FINANCIAL LLC

ATLANTA, GA

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Search this name across graphsid dfx:ria:74f400ec-3bcd-5169-a17b-0aaebad3d170

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 4, 2002
First registration: Aug 24, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4548085

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 26, 2013	n/a	yes	ATLANTA, GA	Current employment
FINANCIAL TELESIS, INC.	Former SEC adviser	Jan 6, 2011	Feb 20, 2013	no	SAN RAFAEL, CA\|ALPHARETTA, GA	Previous registration
INVEST-N-U, LLC	n/a	Feb 9, 2010	Dec 23, 2011	no	ALPHARETTA, GA	Previous registration
ARISTA INVESTMENT ADVISORS, LLC	n/a	Feb 9, 2010	Dec 23, 2011	no	ALPHARETTA, GA	Previous registration
Southbridge	Former SEC adviser	Jul 27, 2007	Dec 17, 2009	no	SMYRNA, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Aug 24, 2004	Sep 17, 2004	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL TELESIS, INC.	LPL FINANCIAL LLC	Feb 20, 2013	Mar 26, 2013	34	Firm change	Other
ARISTA INVESTMENT ADVISORS, LLC	INVEST-N-U, LLC	Dec 23, 2011	Feb 9, 2010	-682	Firm change after gap	Other
INVEST-N-U, LLC	FINANCIAL TELESIS, INC.	Dec 23, 2011	Jan 6, 2011	-351	Firm change after gap	Other
Southbridge	ARISTA INVESTMENT ADVISORS, LLC	Dec 17, 2009	Feb 9, 2010	54	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	Southbridge	Sep 17, 2004	Jul 27, 2007	1,043	Firm change after gap	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 26, 2013 to presentfactForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Jan 6, 2011 to Feb 20, 2013factForm ADV
→ ARISTA INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 9, 2010 to Dec 23, 2011factForm ADV
→ INVEST-N-U, LLCRegistered adviserregistration: previous registration
Feb 9, 2010 to Dec 23, 2011factForm ADV
→ SOUTHBRIDGERegistered adviserregistration: previous registration
Jul 27, 2007 to Dec 17, 2009factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 24, 2004 to Sep 17, 2004factForm ADV

Dated events

No dated event names this entity yet.