RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• M•••••• R•••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 26, 2013 · Atlanta, Ga
- F•••••••• T••••••• I••• formerJan 6, 2011 to Feb 20, 2013 · San Rafael, Ca
- A••••• I••••••••• A•••••••• L•• unclassifiedFeb 9, 2010 to Dec 23, 2011 · Alpharetta, Ga
- I••••••••• L•• unclassifiedFeb 9, 2010 to Dec 23, 2011 · Alpharetta, Ga
- S••••••••• formerJul 27, 2007 to Dec 17, 2009 · Smyrna, Ga
- S••••••• I••••••••• S•••••••• I••• formerAug 24, 2004 to Sep 17, 2004 · Atlanta, Ga
- F•••••••• T••••••• I••• to L•• F•••••••• L••left Feb 20, 2013, registered Mar 26, 2013 (34 days) · Other
- A••••• I••••••••• A•••••••• L•• to I••••••••• L••left Dec 23, 2011, registered Feb 9, 2010 (-682 days) · Other
- I••••••••• L•• to F•••••••• T••••••• I•••left Dec 23, 2011, registered Jan 6, 2011 (-351 days) · Other
- S••••••••• to A••••• I••••••••• A•••••••• L••left Dec 17, 2009, registered Feb 9, 2010 (54 days) · Other
- S••••••• I••••••••• S•••••••• I••• to S•••••••••left Sep 17, 2004, registered Jul 27, 2007 (1043 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address