DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• W••••• M••••••••• C••••
Latest filing Jul 23, 2026
First filing on the tape Jun 25, 2020 · 14 filings
SEC status approved since Jul 24, 2020
RAUM
$314M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
93%
$291M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$314M as of Jul 23, 2026
Mar 29, 2021$136M then
HNW client RAUM$224M as of Jul 23, 2026
Mar 29, 2021$78.8M then
State-registered IARs (5.B.3)3 as of Jul 23, 2026
Mar 29, 20213 then
Employees (5.A)4 as of Jul 23, 2026
Mar 29, 20214 then
Private funds: no history
RAUM +13% over the last fiscal year+30% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 109derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $370,573derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 7.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$224M71%
- Individuals$66.7M21%
- Pension and profit-sharing plans$21.1M6.7%
- Charitable organizations$2.1M0.7%
- Individual clients
- 211reported
- HNW clients
- 116reported
- Pension plan clients
- 7reported
- Charitable clients
- 3reported
- Accounts
- 848reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• M••• B••••••Chartered Financial Analyst | Royal Oak, Mi | Jan 1, 2025 | 16 y | 1 |
| D••••• J•••• H••••••Certified Financial Planner | Royal Oak, Mi | Jan 1, 2025 | 18 y | 2 |
| A••••• P••• N••••••••• | Lone Tree, Co | Jan 1, 2025 | 20 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D••••• J•••• H•••••• to C••••••• P•••••••Apr 19, 2022 · RIA to RIA
Joined, latest
- K•••••• M••• B•••••• from G•• G••••• I••••••••• I•••Jan 1, 2025 · Other
- A••••• P••• N••••••••• from C•••••• S••••• • C••• I•••Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- D••••• J•••• H•••••• from C••••••• P•••••••Jan 1, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• K••••••• M••• · Presidentcontrolsince 10/2011 · owns 75% or more
- N••••••••• A•••••• P••• · Chief Investment Officercontrolsince 01/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Royal Oak, Mi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 788 to 848Mar 21, 2025 to Mar 29, 2026
- Advisory employees · 4 to 3Mar 21, 2025 to Mar 29, 2026
- Charity clients · 4 to 3Mar 21, 2025 to Mar 29, 2026
- HNW clients · 109 to 116Mar 21, 2025 to Mar 29, 2026
- Individual clients · 202 to 211Mar 21, 2025 to Mar 29, 2026
- Pension plan clients · 6 to 7Mar 21, 2025 to Mar 29, 2026
- Employees · 5 to 4Mar 21, 2025 to Mar 29, 2026
- State-registered IARs · 4 to 3Mar 21, 2025 to Mar 29, 2026
- Discretionary RAUM · $260M to $293MMar 21, 2025 to Mar 29, 2026
- HNW RAUM · $204M to $224MMar 21, 2025 to Mar 29, 2026
- Individual RAUM · $53.9M to $66.7MMar 21, 2025 to Mar 29, 2026
- Non-discretionary RAUM · $18.2M to $21.1MMar 21, 2025 to Mar 29, 2026
- Pension RAUM · $18.2M to $21.1MMar 21, 2025 to Mar 29, 2026
- RAUM · $278M to $314MMar 21, 2025 to Mar 29, 2026
- Accounts · 618 to 788Mar 29, 2024 to Mar 21, 2025
- Advisory employees · 3 to 4Mar 29, 2024 to Mar 21, 2025
- HNW clients · 77 to 109Mar 29, 2024 to Mar 21, 2025
- Individual clients · 150 to 202Mar 29, 2024 to Mar 21, 2025
- Pension plan clients · 7 to 6Mar 29, 2024 to Mar 21, 2025
- Financial planning clients · 51-100 to 26-50Mar 29, 2024 to Mar 21, 2025
- State-registered IARs · 3 to 4Mar 29, 2024 to Mar 21, 2025
- Other offices · 1 to 2Mar 29, 2024 to Mar 21, 2025
- Discretionary RAUM · $142M to $260MMar 29, 2024 to Mar 21, 2025
- HNW RAUM · $111M to $204MMar 29, 2024 to Mar 21, 2025
- Individual RAUM · $28.4M to $53.9MMar 29, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $16.8M to $18.2MMar 29, 2024 to Mar 21, 2025
- Pension RAUM · $16.8M to $18.2MMar 29, 2024 to Mar 21, 2025
- RAUM · $159M to $278MMar 29, 2024 to Mar 21, 2025
- Accounts · 603 to 618Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 4 to 3Mar 30, 2023 to Mar 29, 2024
- HNW clients · 76 to 77Mar 30, 2023 to Mar 29, 2024
- Individual clients · 142 to 150Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $128M to $142MMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $100M to $111MMar 30, 2023 to Mar 29, 2024
- Individual RAUM · $25.2M to $28.4MMar 30, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $15.4M to $16.8MMar 30, 2023 to Mar 29, 2024
- Pension RAUM · $15.4M to $16.8MMar 30, 2023 to Mar 29, 2024
- RAUM · $144M to $159MMar 30, 2023 to Mar 29, 2024
- Accounts · 578 to 603Mar 29, 2022 to Mar 30, 2023
- Advisory employees · 3 to 4Mar 29, 2022 to Mar 30, 2023
Signals
4 dated events
- B•••••• W••••• M••••••••• C•••• reported RAUM $278.4M, up 75% from $158.9M (2024-03-29 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- P••• A••••• N••••••••• (Chief Investment Officer) appeared on Schedule A of B•••••• W••••• M••••••••• C••••Mar 30, 2023 · Control person joined · fact
- D••••• J•••• H•••••• left B•••••• W••••• M••••••••• C•••• for C••••••• P••••••• (registered 2022-04-20)Apr 19, 2022 · Advisor changed firm · fact
- B•••••• W••••• M••••••••• C•••• filed its initial SEC registration (Form ADV)Jun 25, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 248-556-2900reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/bernard-wealth-management-corp-/?viewAsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B••••••-WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-556-2900reportedpublic record, Form ADV, Jul 23, 2026
- Contact form
- bernard-wealth.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026