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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

AARON MATTHEW SPITZNER

Advisor at LPL FINANCIAL LLC

KENOSHA, WI | WATERFORD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7519af4e-18cb-933f-1b53-d5cad034e03f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 13, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 12, 2012
First registration: Nov 13, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 6065460

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 2, 2026	n/a	yes	WATERFORD, WI\|KENOSHA, WI\|KENOSHA, WI	Current employment
CREATIVE PLANNING	Independent wealth	Dec 20, 2024	Apr 3, 2026	no	Racine, WI\|Brookfield, WI\|OVERLAND PARK, KS	Previous registration
KOWAL INVESTMENT GROUP, LLC	Former SEC adviser	Sep 30, 2020	Dec 31, 2024	no	BROOKFIELD, WI	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 28, 2016	Oct 12, 2020	no	WAUKESHA, WI	Previous registration
BMO ASSET MANAGEMENT CORP.	Other adviser	Nov 2, 2015	Oct 27, 2016	no	Milwaukee, WI\|CHICAGO, IL	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Nov 13, 2012	Feb 5, 2015	no	MILWAUKEE, WI\|BROOKFIELD, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREATIVE PLANNING	LPL FINANCIAL LLC	Apr 3, 2026	Apr 2, 2026	-1	Firm change	RIA to ibd
KOWAL INVESTMENT GROUP, LLC	CREATIVE PLANNING	Dec 31, 2024	Dec 20, 2024	-11	Firm change	RIA to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	KOWAL INVESTMENT GROUP, LLC	Oct 12, 2020	Sep 30, 2020	-12	Firm change	Ibd to RIA
BMO ASSET MANAGEMENT CORP.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 27, 2016	Nov 28, 2016	32	Firm change	Other
BMO HARRIS FINANCIAL ADVISORS, INC	BMO ASSET MANAGEMENT CORP.	Feb 5, 2015	Nov 2, 2015	270	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
113169:105348:WI:2024-12-23	Dec 31, 2024	Dec 20, 2024	BROOKFIELD, WI	Firm change
149018:113169:WI:2020-10-12	Oct 12, 2020	Sep 30, 2020	WAUKESHA, WI	Firm change
137115:106466:WI:2015-02-05	Feb 5, 2015	Nov 2, 2015	BROOKFIELD, WI	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 2, 2026 to presentfactForm ADV
→ CREATIVE PLANNINGRegistered adviserregistration: previous registration
Dec 20, 2024 to Apr 3, 2026factForm ADV
→ KOWAL INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Sep 30, 2020 to Dec 31, 2024factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Nov 28, 2016 to Oct 12, 2020factForm ADV
→ BMO ASSET MANAGEMENT CORP.Registered adviserregistration: previous registration
Nov 2, 2015 to Oct 27, 2016factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Nov 13, 2012 to Feb 5, 2015factForm ADV

Dated events

Occurred
Apr 3, 2026
Advisor changed firm
Aaron Matthew Spitzner left Creative Planning for Lpl Financial Llc (registered 2026-04-02)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Aaron Matthew Spitzner left Kowal Investment Group, Llc for Creative Planning (registered 2024-12-20)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7519af4e-18cb-933f-1b53-d5cad034e03f
First observed: Nov 13, 2012
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AARON MATTHEW SPITZNER

Advisor at LPL FINANCIAL LLC

KENOSHA, WI | WATERFORD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7519af4e-18cb-933f-1b53-d5cad034e03f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Apr 2, 2026

n/a

yes

WATERFORD, WI|KENOSHA, WI|KENOSHA, WI

Current employment

CREATIVE PLANNING

Independent wealth

Dec 20, 2024

Apr 3, 2026

Racine, WI|Brookfield, WI|OVERLAND PARK, KS

Previous registration

KOWAL INVESTMENT GROUP, LLC

Former SEC adviser

Sep 30, 2020

Dec 31, 2024

BROOKFIELD, WI

Previous registration

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Bd affiliated wealth

Nov 28, 2016

Oct 12, 2020

WAUKESHA, WI

Previous registration

BMO ASSET MANAGEMENT CORP.

Other adviser

Nov 2, 2015

Oct 27, 2016

Milwaukee, WI|CHICAGO, IL

Previous registration

BMO HARRIS FINANCIAL ADVISORS, INC

Former SEC adviser

Nov 13, 2012

Feb 5, 2015

MILWAUKEE, WI|BROOKFIELD, WI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CREATIVE PLANNING

LPL FINANCIAL LLC

Apr 3, 2026

Apr 2, 2026

-1

Firm change

RIA to ibd

KOWAL INVESTMENT GROUP, LLC

CREATIVE PLANNING

Dec 31, 2024

Dec 20, 2024

-11

Firm change

RIA to RIA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

KOWAL INVESTMENT GROUP, LLC

Oct 12, 2020

Sep 30, 2020

-12

Firm change

Ibd to RIA

BMO ASSET MANAGEMENT CORP.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 27, 2016

Nov 28, 2016

Firm change

Other

BMO HARRIS FINANCIAL ADVISORS, INC

BMO ASSET MANAGEMENT CORP.

Feb 5, 2015

Nov 2, 2015

270

Channel change

Other

Team

Left

Joined

From

Kind

113169:105348:WI:2024-12-23

Dec 31, 2024

Dec 20, 2024

BROOKFIELD, WI

Firm change

149018:113169:WI:2020-10-12

Oct 12, 2020

Sep 30, 2020

WAUKESHA, WI

Firm change

137115:106466:WI:2015-02-05

Feb 5, 2015

Nov 2, 2015

BROOKFIELD, WI

Firm change