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G•••••• B•••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

G•••••• B•••• S•••••••••

Advisor at L•• F•••••••• L••

MORRISTOWN, TN | SEVIERVILLE, TN

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Search this name across graphsid dfx:ria:751a7e2f-6d85-34cc-2839-f437436e0171

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 4, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 21, 2025	n/a	yes	SEVIERVILLE, TN\|MORRISTOWN, TN	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	Jan 28, 2009	Aug 21, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	L•• F•••••••• L••	Aug 21, 2025	Aug 21, 2025	0	Bulk transfer	RIA to ibd
F•••• T•••••••• A••••••• S•••••••• I•••	F•••• H•••••• A•••••••• I••	Oct 10, 2013

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 28, 2009 to Aug 21, 2025factForm ADV
→ F•••• T•••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2008 to Oct 10, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:751a7e2f-6d85-34cc-2839-f437436e0171
First observed: Mar 12, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.