RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• B•••• S•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 21, 2025 · Sevierville, Tn
- F•••• H•••••• A•••••••• I•• formerJan 28, 2009 to Aug 21, 2025 · Morristown, Tn
- F•••• T•••••••• A••••••• S•••••••• I••• formerJul 16, 2008 to Oct 10, 2013 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• formerMar 12, 2004 to Jan 15, 2009 · Morristown, Tn
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
- F•••• T•••••••• A••••••• S•••••••• I••• to F•••• H•••••• A•••••••• I••left Oct 10, 2013, registered Jan 28, 2009 (-1716 days) · Other
- F•••• H•••••• A•••••••• I•• to F•••• T•••••••• A••••••• S•••••••• I•••left Jan 15, 2009, registered Jul 16, 2008 (-183 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address