DFX Intelligence

K•••••• P•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

K•••••• P•••• S••••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Ft Lauderdale, FL

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Search this name across graphsid dfx:ria:75245db1-d2bc-f1a6-d17f-1ad5fa740cae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 18, 2026	n/a	yes	Ft Lauderdale, FL	Current employment
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Feb 22, 2018	Jun 29, 2026	no	FT. LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	A••••••••• F•••••••• S•••••••• L••	Jun 29, 2026	Jun 18, 2026	-11	Firm change	Ibd to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••••• M••••••••• S•••• L••	Feb 23, 2018	Feb 22, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
463:6363:FL:2026-06-29	Jun 29, 2026	Jun 18, 2026	FT LAUDERDALE, FL	Firm change
7691:463:FL:2018-02-23	Feb 23, 2018	Feb 22, 2018	PLANTATION, FL	Firm change

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 18, 2026 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Feb 22, 2018 to Jun 29, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 18, 2008 to Feb 23, 2018factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Jun 29, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75245db1-d2bc-f1a6-d17f-1ad5fa740cae
First observed: Mar 30, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.