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RIA / WealthAdvisor30 years in industry

Kimberly B Sparks

Advisor at WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

BRISTOL, CT | Piedmont, SC

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Search this name across graphsid dfx:ria:753045b0-268e-d856-42ac-30d7f2ecb7ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 14, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Aug 13, 1996
First registration: May 14, 2012
Dual registered: no
Other names: KIMBERLY BUCHANAN|KIM BUCHANAN|KIM SPARKS|KIMBERLY SUE SPARKS|KIMBERLY BUCHANAN SPARKS
IAPD individual key: 2748868

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.	Independent wealth	Oct 22, 2025	n/a	yes	Piedmont, SC\|BRISTOL, CT	Current employment
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Mar 26, 2025	Jul 3, 2025	no	FORT WORTH, TX\|Piedmont, SC	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 10, 2019	Jan 2, 2025	no	SIMPSONVILLE, SC\|ATLANTA, GA\|PIEDMONT, SC	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Aug 16, 2017	Nov 21, 2018	no	ATLANTA, GA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 30, 2013	Nov 20, 2015	no	FORT MILL, SC	Previous registration
SANDLAPPER WEALTH MANAGEMENT, LLC	Former SEC adviser	Aug 3, 2012	Aug 6, 2013	no	GREENVILLE, SC	Previous registration
FMSI ADVISERS	Former SEC adviser	May 14, 2012	Jul 9, 2012	no	BLOOMINGTON, IL\|BLOOMINGTON, IL\|BLOOMINGTON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST COMMAND ADVISORY SERVICES	WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.	Jul 3, 2025	Oct 22, 2025	111	Firm change	Ibd to RIA
CETERA INVESTMENT ADVISERS LLC	FIRST COMMAND ADVISORY SERVICES	Jan 2, 2025	Mar 26, 2025	83	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Nov 21, 2018	Jul 10, 2019	231	Firm change	Ibd to ibd
LPL FINANCIAL LLC	CETERA ADVISOR NETWORKS LLC	Nov 20, 2015	Aug 16, 2017	635	Firm change after gap	Other
SANDLAPPER WEALTH MANAGEMENT, LLC	LPL FINANCIAL LLC	Aug 6, 2013	Oct 30, 2013	85	Firm change	Other
FMSI ADVISERS	SANDLAPPER WEALTH MANAGEMENT, LLC	Jul 9, 2012	Aug 3, 2012	25	Firm change	Other

Relationships

Registered with (7)

→ WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.Registered adviserregistration: current employment
Oct 22, 2025 to presentfactForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 26, 2025 to Jul 3, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jul 10, 2019 to Jan 2, 2025factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Aug 16, 2017 to Nov 21, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 30, 2013 to Nov 20, 2015factForm ADV
→ SANDLAPPER WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 3, 2012 to Aug 6, 2013factForm ADV
→ FMSI ADVISERSRegistered adviserregistration: previous registration
May 14, 2012 to Jul 9, 2012factForm ADV

Dated events

Occurred
Jul 3, 2025
Advisor changed firm
Kimberly B Sparks left First Command Advisory Services for William Joseph Capital Management, Inc. (registered 2025-10-22)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2025
Advisor changed firm
Kimberly B Sparks left Cetera Investment Advisers Llc for First Command Advisory Services (registered 2025-03-26)
Form ADVobserved 4 days ago