DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• B• S•••••

W•••••• J••••• C•••••• M••••••••• I•••independent RIABristol, Ct IA-onlyIAPD 2748868

Feed of 09/14/2026

Also filed as Kimberly Buchanan

At current firm

0 y

since Oct 22, 2025

In the industry

30 y

since Aug 13, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••••• J••••• C•••••• M••••••••• I••• independent RIA current
since Oct 22, 2025 · Piedmont, Sc
F•••• C•••••• A••••••• S••••••• BD affiliated
Mar 26, 2025 to Jul 3, 2025 · Fort Worth, Tx
C••••• I••••••••• A••••••• L•• BD affiliated
Jul 10, 2019 to Jan 2, 2025 · Simpsonville, Sc
C••••• A•••••• N••••••• L•• former
Aug 16, 2017 to Nov 21, 2018 · Atlanta, Ga
L•• F•••••••• L•• BD affiliated
Oct 30, 2013 to Nov 20, 2015 · Fort Mill, Sc
S••••••••• W••••• M••••••••• L•• former
Aug 3, 2012 to Aug 6, 2013 · Greenville, Sc
F••• A••••••• former
May 14, 2012 to Jul 9, 2012 · Bloomington, Il

Moves

a registration end followed by a registration begin elsewhere

F•••• C•••••• A••••••• S••••••• to W•••••• J••••• C•••••• M••••••••• I•••
left Jul 3, 2025, registered Oct 22, 2025 (111 days) · Affiliated broker-dealer or bank to independent RIA
C••••• I••••••••• A••••••• L•• to F•••• C•••••• A••••••• S•••••••
left Jan 2, 2025, registered Mar 26, 2025 (83 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Nov 21, 2018, registered Jul 10, 2019 (231 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to C••••• A•••••• N••••••• L••
left Nov 20, 2015, registered Aug 16, 2017 (635 days) · Other
S••••••••• W••••• M••••••••• L•• to L•• F•••••••• L••
left Aug 6, 2013, registered Oct 30, 2013 (85 days) · Other
F••• A••••••• to S••••••••• W••••• M••••••••• L••
left Jul 9, 2012, registered Aug 3, 2012 (25 days) · Other

Signals

K••••••• B• S••••• left F•••• C•••••• A••••••• S••••••• for W•••••• J••••• C•••••• M••••••••• I••• (registered 2025-10-22)
Jul 3, 2025 · a•••••• firm change · fact
K••••••• B• S••••• left C••••• I••••••••• A••••••• L•• for F•••• C•••••• A••••••• S••••••• (registered 2025-03-26)
Jan 2, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address