DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SANDLAPPER WEALTH MANAGEMENT, LLC

CRD 164443

GREENVILLE, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b133edb-472a-0d11-40bf-72d1ef03cbdf

Data as of Apr 7, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2012 to Apr 7, 2014
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $142,298Item 5.F on the latest filing (2014-04-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 13
Accounts: 4
SEC number: 801-76985
CRD: 164443
Filings on the tape: 32
First filed: Jul 26, 2012
Latest filed: Apr 7, 2014
Organised: Limited Liability Company, South Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BIXLER, JACK, CHARLES	Member	B	yes	05/2012	Jul 26, 2012	Apr 7, 2014
GORDON, TREVOR, LEE	CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER	D	yes	05/2012	Jul 26, 2012	Apr 7, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SANDLAPPER SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
AGOURA HILLS	CA	United States	n/a	no
Aptos	CA	United States	n/a	no
BEVERLY HILLS	CA	United States	n/a	no
LAGUNA NIGUEL	CA	United States	n/a	no
WESTLAKE VILLAGE	CA	United States	n/a	no
Greenville	Sc	United States	n/a	no
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 18, 2014	$142,298	$0	14	13	n/a	n/a	n/a
2012	Apr 1, 2013	$3.3M	$0	19	16	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$142,298	$3.3M	-95.7%	n/a	n/a	14	19	n/a	n/a

Relationships

Controls (2)

← GORDON, TREVOR, LEEOwnerCHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jul 26, 2012 to presentfactForm ADV
← BIXLER, JACK, CHARLESOwnerMEMBER, ownership code B, individual
Jul 26, 2012 to presentfactForm ADV

Registered with (7)

← TONI LYNN SUTHERLANDAdvisorregistration: previous registration
Sep 25, 2013 to Dec 12, 2014factForm ADV
← CHRISTOPHER THOMAS MILLERAdvisorregistration: previous registration
Jun 27, 2013 to Dec 1, 2014factForm ADV
← HOWARD DAVISAdvisorregistration: previous registration
Aug 23, 2013 to Sep 15, 2014factForm ADV
← SCOTT MICHAEL OZERAdvisorregistration: previous registration
Nov 7, 2013 to Jun 16, 2014factForm ADV
← JAMES MICHAEL TUOHEYAdvisorregistration: previous registration
Oct 30, 2012 to Nov 14, 2013factForm ADV
← Kimberly B SparksAdvisorregistration: previous registration
Aug 3, 2012 to Aug 6, 2013factForm ADV
← STEVEN DOUGLAS MEAHANAdvisorregistration: previous registration
Aug 3, 2012 to Apr 23, 2013factForm ADV

Dated events

Occurred
Jul 26, 2012
First Form ADV filing
Sandlapper Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b133edb-472a-0d11-40bf-72d1ef03cbdf
First observed: Jul 26, 2012
Last observed: Apr 7, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SANDLAPPER WEALTH MANAGEMENT, LLC

CRD 164443

GREENVILLE, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b133edb-472a-0d11-40bf-72d1ef03cbdf

Data as of Apr 7, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BIXLER, JACK, CHARLES

Member

yes

05/2012

Jul 26, 2012

Apr 7, 2014

GORDON, TREVOR, LEE

CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER

yes

05/2012

Jul 26, 2012

Apr 7, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SANDLAPPER SECURITIES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

AGOURA HILLS

United States

n/a

Aptos

United States

n/a

BEVERLY HILLS

United States

n/a

LAGUNA NIGUEL

United States

n/a

WESTLAKE VILLAGE

United States

n/a

Greenville

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 18, 2014

$142,298

n/a

2012

Apr 1, 2013

$3.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$142,298

$3.3M

-95.7%

n/a